March 26, 2023 276 0 Background Of Jeffrey A. Broten (CRD No. 1006678) Broten first became registered with FINRA in 1981. Broten was registered as a GeneralSecurities Representative through an association with First Standard Financial CompanyLLC (CRD No. 168340) from ...

March 26, 2023 304 0 Background Of Sonia Maria Fernandez (CRD No. 4130144 ) Fernandez joined the securities industry in 2000. After associations with four FINRAmembers, Fernandez became associated with UBS Financial Services Inc. in February2012 as a General Securities Representative. ...

March 26, 2023 294 0 Background Of Pratul V. Agnihotri(CRD No. 4031797) Agnihotri first became registered with FINRA in October 1999 as a General SecuritiesRepresentative (GS) through an association with a former FINRA member firm. FromFebruary 2010 through October 2017, ...

March 26, 2023 323 0 Background Of Marcus A. Beasley (CRD No. 3157595) Beasley entered the securities industry in 1999 and has been registered as an InvestmentCompany and Variable Contracts Products Representative (IR), with the followingFINRA members: AIG Retirement Advisors, ...

March 26, 2023 312 0 Paul F. Seymour Review Summary If you are in the market for a good financial advisor or firm, then avoid Paul F. Seymour at all costs. Previous clients have reported and complained about serious financial ...

March 26, 2023 287 0 Background Of Montrose Securities International (CRD No. 35603) Montrose Securities International has been a FINRA member since April 1994. The firmemploys two registered representatives/general securities principals, including Leung,and maintains its office in Sausalito, California. Montrose ...

March 26, 2023 189 1 Michael Martino is a broker at Four Points Capital Partners LLC. Total Damages Reported Michael Martino (CRD # 2579146) has allegedly caused damages of $894,701 to his clients and customers. Who is Michael Martino (Four ...

March 26, 2023 376 1 Background Of Kevin Barletta (CRD No. 4691033) Kevin Barletta first registered with FINRA as a general securities representative (GSR) inDecember 2003. In October 2015, he registered with FINRA as a GSR through anassociation with LPL ...

Scam March 26, 2023 6087 5 Who Owns Established Titles? Registrant: Galton VoyseyUnit C, 27th FloorGrandion Plaza932 Cheung Sha Wan RoadLai Chi KokHong Kong Established Titles is a relatively new player in this space, and is, without doubt, the most ...

March 26, 2023 138 0 Shane Applebaum is a broker at Herbert J. Sims & Co, Inc. Total Damages Reported Shane Applebaum (CRD# 4772668) has allegedly caused damages of $86,864 to his clients and customers. Who is Shane Applebaum (Herbert ...